Retirement Plan Pundits Address Conflicts of Interest

Posted on March 26, 2009 by Susan Mangiero

On March 24, 2009, various experts gave testimony before the U.S. House of Representatives Committee on Education & Labor, Health, Employment, Labor and Pension Subcommittee about potential conflicts of interest in the event that firms are allowed to give "conflicted financial advise" to 401(k) plan participants. Click here to access the testimonial statements of experts that include:

  • Ken Baker, Corporate Director of Human Resources Applied Extrusion Technologies Terra Haute, IN
  • Mercer Bullard, Founder and President Fund Democracy, Nonprofit Advocate for Mutual Fund Shareholders Oxford, MS
  • Sherrie Grabot, CEO GuidedChoice Los Gatos, CA
  • Charles Jeszeck, Assistant Director, Education, Workforce and Income Security Issues U.S. Government Accountability Office Washington, DC
  • Melanie Nussdorf, Partner Steptoe & Johnson LLP, on behalf of SIFMA Washington, DC
  • Andrew L. Oringer, Partner White and Case, LLP. New York, NY
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